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Professor Raphael Tsu (with Tsu replaced by Zhu in pinyin) is a world leader
in the areas of quantum properties of materials and device physics.
An
acknowledged authority in these subjects
Professor Tsu has published
nearly two hundred scholarly papers in scientific journals; an author of a
monograph on
quantum wells and superlattice materials and devices [1] of which
he is a
co-inventor, holder of
several patents for his discoveries
and invention.
The description of his research contributions while at the IBM, T.J. Watson
Research Center in Yorktown Heights was presented to the White House by the
US Army Research Office, The Superlattice Story, played an important role in
the 90’s towards the US National Nanoscience Initiative (NNI).
Reference
Applying the insight into superlattices and quantum wells for
nanostructures: Low-dimensional structures and devices,
Microelectronics J.
38, no.10-11,
p.959-1012 Oct/Nov 2007.
New Phenomenon in narrow germanium
p-n junctions, Phys.
Rev. 109, 603 (1958).
See
“Twenty
years later, after the path breaking work of
Esaki and Tsu on negative
differential conductivity in superlattices, I realized that I had in
fact anticipated their basic physics, albeit in a more primitive form:
What was not possible in bulk semiconductors, appeared to become
possible in superlattices with their much longer period” Herbert Kroemer
in
http://nobelprize.org/nobelprizes/physics/laureates/2000/kroemer-autobio.html
See also L Esaki and R. Tsu, IBM J. Res. Develop.
14, 61 (1970).
Phonon and polariton modes in a superlattice, R. Tsu
and S. S. Jha,
Appl. Phys. Lett. 20,
16 1972.
R. Tsu and L. Esaki, Appl. Phys Lett.
22, 562 (1973).
Resonant Tunneling in
Semiconductor Double Barriers. L.L. Chang, L. Esaki and R. Tsu, Appl.
Phys. Lett. 24, 593
(1974).
Quantum-mechanical tunneling
time and its relation to the Tsu-Esaki formula, Marc M. Cahay , et al
Proceedings of SPIE
1675, 142 (1992).
Superlattice to
Nanoelectronics,
R. Tsu, (Elsevier 2005) Chapter 2.
Order-Disorder Transition in
Single-
Nonthermal
Pulsed Laser Annealing of Si; Plasma Annealing, J. A. Van Vechten,
R. Tsu and F. W. Saris, Phys.
Lett. 74A(6), 422
(1979).
Critical Volume Fraction of
Crystallinity for Conductivity Percolation in P-doped Si:F:H
Alloys, R. Tsu, J. G. Hernandez, S. S. Chao, S. C. Lee and K.
Tanaka, APL 40, 534
(1982).
Electroreflectance and Raman
Investigation of Glow-Discharge Amorphous Si:F:H, R. Tsu, M. Isu, S. R.
Ovshinsky and F. H. Pollak,
13. Passivation of Dangling Bonds in Amorphous Silicon and
Germanium by Gas Absorption, R. Tsu, D.
Martin, J. Hernandez and S. R. Ovshinsky, Phys. Rev.
B
35,2385
(1987).
14. Optical Absorption and Disorder in Hydrogenated amorphous Si-Ge and Si-C Alloys systems, R. Tsu, P. Menna, and A.H. Mahan, Solar Cells, 21 189,(1987)
Hopping Conduction in a Superlattice, R. Tsu, and G.
Dohler, Phys. Rev. B 12,
680, (1975).
Stark Quantization in
Superlattices, R. Tsu and L. Esaki, Phys. Rev. B
43, 5204 (1991).
Correlation of Raman and
PL Spectra of Porous Silcon, R. Tsu, H. Shen and M. Dutta, Appl.
Phys. Lett. 60, 112
(1992).
Optical Properties of Quantum
Steps, H. Shen, F. H. Pollak and R. Tsu, Appl. Phys. Lett.57,13(1990).
Resonant
Tunneling Via Microcrystalline Silicon Quantum Confinement, Q. Y. Ye, R.
Tsu and E. H. Nicollian, Phys.
Rev. B
44, 1806 (1991).
20.
Revisiting tunneling via Si-quantum dots,
R. Tsu, Microelectr.
J.,2007, in press,
doi:10.1016/j.mejo.2007.07.008.
A Simple Model For The
Dielectric Constant Of Nanoscale Silicon Particle,
R. Tsu, D.Babic, and
L.Ioriatti,J. Appl. Phys. 82,
1327(1997)
Ground State Energies of One-and
Two-Electron Silicon Dots,D. Babic, R. Tsu and
R. F. Greene, Phys. Rev.
B 45, 14150 (1992).
Doping of a Quantum Dot, R. Tsu
and D. Babic, Appl. Phys. Lett.
64, 1806 (1994).
Classical capacitance of
few-electron dielectric spheres, J. Zhu, T.J. LaFave and R. Tsu,
Microelectronic J.
37, 1293 (2006)
25. Capacitance: A property of nanoscale materials
based on spatial symmetry of
discrete
electrons,
T. LaFave Jr., and
R. Tsu, Microelectronics J.
38 11-12, 2007
[cond-mat.mes-hall]
Selected areas of expertise
_____________________________________________________________
Selected Bibliography
_____________________________________________________________
Selected List of
Publications
3
Phonon Radiation by
Uniformly Moving Charged Particles in Piezoelectric Solids, R.
Tsu, J. Appl Phys. 35, 125 (1964).
4
Interaction of Optical and Acoustic
Phonons with Longitudinal Plasma Waves, R. Tsu and
D.L. White, Annals of Phys. 32, 100 (1965)
8
Landau Damping and
Dispersion of Phonon and Photon in Polar Semiconductors, R. Tsu,
Phys. Rev. 164, 380 (1967).
12 Superlattice and
Negative Differential
Conductivity in Semiconductors,
L. Esaki and R. Tsu, IBM J. Res.
Develop. 14, 61 (1970).
13 Luminescence Spectra
of Eu-Chalcogenides, R. Tsu and
L Esaki, Phys. Rev. Let. 24, 455 (1970).
15 Electrical Transport Properities in a Superlattice, P. A. Lebwohl and R. Tsu, J. Appl. Phys. Lett.
41, 2664 (1970).
20
A
One-Dimensional Superlattice in Semiconductors, L. Esaki, L. L. Chang and R.
Tsu, Proc. 12th Int. Conf. Low
Temp. Phys. 551,
21
Nonlinear
Optical Response of Conduction Electrons in a Superlattice, R. Tsu and L.
Esaki, Appl. Phys. Lett. 19, 246 (1971).
24
Disorder-Activated Acoustic Mode in Raman Spectrum of Ga1-xAlxAs,
H. Kawamura, R. Tsu and L. Esaki,
Phys. Rev. Lett. 29, 1397 (1972).
25
Phonon and Polariton Modes in a Superlattice, R. Tsu and S. S. Jha,
Appl. Phys. Lett. 20, 16 (1972).
27
Tunneling in a Finite Superlattice, R. Tsu and L. Esaki, Appl. Phys.
Lett. 22, 562 (1973).
28
Magnetic Quantization in a Superlattice, R. Tsu and J. Janak, Phys.
Rev. B 9, 404 (1974).
29
Resonant Tunneling in Semiconductor Double Barriers. L.L. Chang, L.
Esaki and R.Tsu, Appl. Phys. Lett. 24, 593 (1974).
30
Raman
Scattering in the Depletion Region of GaAs, R. Tsu, H. Kawamura and L.Esaki,
31
Optical
Properties of a Semiconductor Superlattice, R. Tsu, A. Koma and L. Esaki, J.
Appl. Phys. 46, 842 (1975).
32
Hopping
Conduction in a Superlattice, R. Tsu, and G. Dohler, Phys. Rev. B 12, 680,
(1975).
35
Effects of Quantum States on the Photocurent in a Superlattice, R.
Tsu, L. L. Chang, G. Sai-Halasz
and L. Esaki, Phys. Rev.
Lett. 34, 1509 (1975).
40 Anti-Stokes
Luminescence in Europium Monochalcogennides, R. Merlin, R. Tsu, G.
Guntherodt, G. Abstreiter and M. Schafer,
22, 609 (1977).
41
New
Semiconductor Superlattice, G. Sai-Halasz, R. Tsu and L. Esaki, Appl.
Phys.Lett. 30, 651(1977).
54 Order-Disorder Transition in Single-Crystal Silicon Induced by Pulsed UV Laser R. Tsu, R.T. Hodgson, T. Y. Tan and J. E. Baglin, Phys. Rev. Lett.
42,1356 (1979).
56 Reasons to Believe Pulsed Laser Annealing of Si Does Not Involve Simple Thermal Melting, J. A. Van Vechten, R. Tsu, F. W. Saris and
D. Hoonhout, Phys. Lett. 74A(6), 417
(1979).
57 Non-Thermal Laser
Induced Ordering and Plasma Life Time, R. Tsu and S. S. Jha,
Journal de Physique,
C4,25 (1980).
59
Electroreflectance and Raman Investigation of Glow-Discharge Amorphous
Si:F:H, R.Tsu, M. Isu, S. R.
Ovshinsky and F. H. Pollak,
36, 817 (980).
61
Effects of quantitative disorder on the electronic structures of Si
and Ge, Kazuyoshi Tanaka and Raphael Tsu, Phys. Rev. B 24, 2038 (1981).
62 Critical Volume Fraction of Crystallinity for Conductivity Percolation in P-doped Si:F:H Alloys, R. Tsu, J. G. Hernandez, S. S. Chao, S. C. Lee and
K. Tanaka, APL 40, 534 (1982).
63 Material
Characterization by Raman Scattering, R. Tsu, Proc. Photo-optical
Instrumentation Engr.
276, 78 (1981).
65 Temperature
Dependence of Silicon Raman Lines, R. Tsu and J. G. Hernandez, Appl.Phys.
Lett. 41,1016 (1982).
68
Ordering of Amorphous Germanium Prior to Crystallization, M. Paesler,
D. Sayers, R. Tsu and J. G. Hernandez, Phys. Rev. B 28, 4550 (1983).
69 Raman
Characterization of Semiconductors Revisited, F. H. Pollak and R. Tsu, SPIE
Proc. 452, 26 ( 1983).
71 Structure Dependence
of Conductivity Percolation in Ge-Films, J. G. Hernandez, D. Martin, S. S.
Chao and R. Tsu, Appl. Phys. Lett. 44, 672 (1984).
76 Effects of Mean Free Path on the Quantum Well Structures of Amorphous Materials, R. Tsu, in Tetrahedrally-Bonded Amorphous Semiconductors,
Edited by D. Adler and H. Fritzche, Plenum
Press, N.Y., 433 (1985).
84
Structural Information from the Raman Spectrum of a-Si, D. Beeman, R.
Tsu and M. F. Thorpe,
Phys. Rev. B 32 874 (1985).
93 Passivation of Dangling Bonds in Amorphous Silicon and Germanium by Gas Absorption, R. Tsu, D. Martin, J. Hernandez and S. R. Ovshinsky,
Phys. Rev. B 35,2385 (1987).
94
Structure
Characterization of Amorphous Silicon and Germanium, R. Tsu in Disordered
Semiconductors, Plenum Publishing Corp., N.Y. 479 (1987).
103
Pssivation of Defects in Polycrystalline Superlattices and Quantum
Wells Structures, R. Tsu, E. H. Nicollian and A. Reisman, Appl. Phys. Lett.
55, 1897 (1989).
105 Phonon Linewidth and Bond Angle Deviation in Amorphous Silicon and Germanium, R. Tsu, M. A. Paesler and D. Sayers, J. Non-Crystalline Solids
114, 199 (1989).
106 Phase Coherenece
and Damping in Amorphous Quantum Wells, R. Tsu, J. Non-Crystalline Solids
114 ,708 (1989).
109 Optical Properties
of Quantum Steps, H. Shen, F.
H. Pollak and R. Tsu, Appl. Phys. Lett.57,13(1990).
112 Stark Quantization
in Superlattices, R. Tsu and L.
Esaki, Phys. Rev. B 43, 5204 (1991).
113 Resonant Tunneling
Via Microcrystalline Silicon Quantum Confinement, Q. Y. Ye, R. Tsu and
E. H. Nicollian, Phys. Rev. B 44, 1806 (1991)..
115 Correlation of
Raman and Photoluminescence Spectra of Porous Silcon, R. Tsu, H. Shen and M.
Dutta, Appl. Phys. Lett. 60, 112 (1992).
116 Microstructure of
Visible Luminescent Porous Silicon, M. W. Cole, J. F. Harvey, R. A. Lux, D.
W. Eckart and R. Tsu, Appl. Phys. Lett. 60, 2800 (1992).
117 High Pressure Optical Investigation of Porous Silicon, W. Zhou, H. Shen, J. F. Harvey, R. A. Lux, M. Dutta, F. Lu, C. H. Perry, R. Tsu, and F. Namavar, Appl.
Phys.
Lett. 61,1435 (1992).
118 Raman and Optical Characterization of Porous Silicon, J. F. Harvey, H. Shen, R. A. Lux, M. Dutta, J. PamuLapati and R. Tsu, Mat. Res. Soc. Symp.
Proc. 256, 175 (1992)
119 Disordering in 69GaAs/71GaAs Isotope Superlattice Structures, T. Y. Tan, H. M. You, S. Yu, U. M. Gosele, W. Jager, D. W. Boeringer, F. Zypman
and R.
Tsu, J. Appl. Phys. 72 , 5206 (1992).
120
Ground State
Energies of One-and Two-Electron Silicon Dots, D. Babic, R. Tsu and
R. F. Greene,
Phys. Rev. B 45, 14150 (1992).
121 Quantum Confinement Effects on the dielectric Constant of Porous Silicon, J. F. Harvey, R. A. Lux, D.C.Morton, G. F. McLane and R. Tsu, Mat.
Res. Soc. Symp. Proc. 283,
437 (1993)
122 Optical Studies of Electroluminescence Structures from Porous Silicon, J. F. Harvey, R. A. Lux, D.C.Morton, G. F. McLane and R. Tsu, Mat. Res.
Soc. Symp.
Proc.283,
395 (1993)
123
Transport in Nanoscale Silicon Clusters, R. Tsu, Physica B 189, 235
(1993)
124 Field Induced Localization in Superlattices, Chapter 1, Semiconductor Interfaces Microstructure and Devices: Properties and Applications,
(Edited by Z.C.Feng, IOP
Publishing Ltd. Bristol England (1993)) p.3-19.
125 Electrical
Properties of a Silicon Quantum Dot Diode, E.H.Nicollian and R. Tsu, J.
Appl. Physics. 74, 4020 (1993)
126
Silicon
Quantum Well with
Strain-Layer Barrier, R. Tsu, Nature 364, 19 (1993).
127 Porous Silicon Electroluminescence Mechanisms and Defect Analysis, J. F. Harvey, E.H. Poindexter, D.C.Morton, R. A. Lux, and R. Tsu,
in Optical Properties of Low Dimensional Silicon Structures, Eds.
D.C.Benshal, L.T.Canham and S. Ossicini, (Kluwer Acad. Publishing 1993). P.
179.
128 Effects of the Reduction of Dielectric Constant in Nanoscale Silicon, R. Tsu and D. Babic, in Optical Properties of Low Dimensional Silicon Structures,
Eds. D.C. Benshal,
L.T.Canham and S. Ossicini, ( Kluwer Acad. Publishing 1993).p.203.
129 Doping of a Quantum
Dot, R. Tsu and D. Babic, Appl. Phys. Lett. 64, 1806 (1994).
130 Cascading Electron,
R. Tsu, Nature 369, 442 (1994)
131 Slow conductance
oscillations in nanoscale silicon clusters of quantum dots, R. Tsu,
X.L.Li and H.Nicollian, Appl. Phys. Lett.
65, 842 (1994)
132 Lateral Ohotovotaic
Effect in Porous Silicon, D.W.Boeringer and R. Tsu, Appl. Phys. Lett.64,
2332 (1994)
133 Doping in Si Nanocrystallites, R. Tsu and D. Babic, in Porous Silicon, Ed. Z.C. Feng and
R. Tsu, ( World Scientific 1994) p.41
134 Modeling the Multiplication of Conductance Structures in Clusters on Silicon Quantum Dots, D.W.Boeringer and R. Tsu, Mat. Res. Soc.
Symp. Proc. 358, 569 (1995)
135 Visible Light
Emission in Silicon-Interface Adsorbed Gas Superlattices, R. Tsu, J. Morais,
and A. Bowhill, Mat. Res. Soc. Symp. Proc. 358, 825 (1995).
136 Avalanche
Amplification of Resonant Tunneling through Parallel Silicon
Microcrystallites, D.W.Boeringer and R. Tsu, Phys. Rev. B51,
13337,(1995)
137
Correlation of Raman and Optical studies with AFM in Porous Si, Adam
A. Flilios, Susan S. Hefner, and Raphael Tsu, J. Vac.
Sci. & Tech.B14, 3431(1996)
138
Avalanche Amplification of Resonant Tunneling through Parallel
Silicon Microcrystallites,
D.W.Boeringer and R. Tsu, Phys. Rev. B51, 13337,(1995)
139
A Simple Model For The Dielectric Constant Of Nanoscale Silicon
Particle, R.
Tsu, D.Babic, and L.Ioriatti,J.
Appl. Phys. 82, 1327(1997)
148
Exciton
in Nanoscale Silicon Quantum Dots, D.Babic and R. Tsu, Superlattice and
Microstructure, 22, 581(1997)
149
Determination of Activation Energy in
Quantum Wells, J. Ding and R. Tsu, Appl. Phys.
Lett. 71, 2124 (1998)
150
Visible Electroluminescence in Si/absorbed Gas Superlattice, R. Tsu, Q.Zhang,
and A.Filios, SPIE 3290, 246, (1998).
151 Silicon Epitaxy on
Si(100) with Adsorbed Oxygen, R. Tsu, A.Filios, C.Lofgren, K. Dovidenko, and
C.G.Wang, Electrochem. &
152. Photovoltaic
Effects, D. Boeringer and R. Tsu, in Encyclopedia of Electrical and
153. Room
Temperature Silicon Quantum Devices, R. Tsu, in International
J. High Speed
(World Sci, Singapore, 1998)
154. R. Tsu, A. Filios,
C. Lofgren, K.Dovidenko and C.
G. Wang, Electrochem and Solid
155. R. Tsu, ECS Proc.
98-19, 3 (1999)
156. R. Tsu, K. Dovidenko, and
C. Lofgren, ECS Proc. 99-22, 294-301 (1999)
157. R. Tsu and R.F.Greene, Inverse
158. Ultra-stable
Visible Electroluminescence from c-Si/O Superlattice, Q.Zhang, A.Filios, C
159
Phenomena in silicon nanostructure devices, R. Tsu, Appl.
Phys. A
71 391-402, (2000)
160 Si based green ELD
: Si – oxygen superlattice”, R. Tsu, Phys. Stat. Sol.
180, 333 (2000)
161 Cooling by Field
Emission with Resonant Tunneling : Design Parameters, R. Tsu, Cold Cathod,
ECS Proc. Vol 2000-28, 91
(2001)
162 Structure, Optical and Electronic Properties of Semiconductor-Atomic Superlattices, R. Tsu, J.C. Lofgren and O.Gurdal, Proc. 25th Int. Conf. Phys. Semicond.,
Osaka 2000, Eds. N.Miura and T. Ando, (
Springer-Verlag, Berlin Heidelberg 2001)
p.1613
163
Structure of MBE Grown Semiconductor-Atomic Superlattices, R. Tsu and
J.C.Lofgren,
164 Heterogeneity in Hydrogenated Si : Intermediate ordered chainliuke objects, David V. Tsu, B.S.Chao, S.R.Ovshinsky, S.J.Jones, J.Yang, S.Guha, and
R.
Tsu, Phys. Rev. B63, 125338
(2001)
165 Transport through a
nine period Si/O Suparlattice, Y-J Seo, J.C.Lofgren and R. Tsu, Appl.
Phys. Lett. 79 788
(2001)
166 Electronic and Optical Characteristics of Multilayer Nanocrystalline Silicon/Adsorbed Oxygen Suparlattice, Yong-Jin Seo, Raphael Tsu, Jpn J.
Appl. Phys.
40, 4799(2001)
167 Challenges in
Nanoelectronics, R. Tsu, Inst. Nanotechnology
12, 625(2001)
168 Nanostructured Electronics and Optoelectronic Materials, R. Tsu and Q. Zhang, in Nanostructured Materials, Ed. Carl C Koch,
(Noyes Publ,
169
Qtronics, R. Tsu, and T. Datta, Proc. 26th ICPS,
170
Some Fundamental Issues for Heterojunctions – Multipole-electrode
Hybrid Confinement, R. Tsu, Proc.
ECS-2002 Centennial Philadelphia,
171 Structure and Optoelectronic Properties of Si-O Superlattice, K. Dovidenko, J.C. Lofgren, F.de Freitas, Y.J.Seo and R. Tsu,
Physica E: Low-dimensional Systems and
Nanostructures, 2003
172 Challenges in the
Implementation of Nanoelectronics, R. Tsu, in Special Issue of
Microelectronics J. (Elsevier, 2003), LDSD-2002
173 Quantum Devices with Multipole-Electrode – Heterojunctions Hybride Structures, R. Tsu Adv. Semicond. Heterostructures, Eds. M. Stroscio and
M. Dutta, (World Sci.
174
Cooling by Inverse
M. Stroscio and M. Dutta, (World Sci.
2003,
177 Challenges in the
Implementation of Nanoelectronics,R.Tsu, Microelect. J.34, 329 2003
178 New type of field emitter, resonant tunneling electron emitter with a factor of 20 lower field: Electron emission through a multilayer planar nanostructured
solid-state field-controlled
emitter, V. Semet, V.T. Binh, J.Zhang, J.Yang, M.A. Khan, and R. Tsu,
APL. 84,1937 (2004)
179 Size dependence
saturation of PbS quantum dots , K. Kang, K. Daneshvar and R. Tsu
Microelectronic J. 35, 629 (2004)
180 Stability Issues in
Tunneling via Quantum systems, R. Tsu, Microelectronics J., 36, 212(2005)
181
Three-dimensional quantum dot array, K. Daneshvar, K. Kang and R.
Tsu, Microelectronics J,
36, Issues 3-6, 250 (2005)
182
Classical capacitance of
few-electron dielectric spheres,
Jinwen Zhu, Tim LaFave, Jr. and Raphael
Tsu, Microelectronics
Journal, 37, 1293, (2006)
183
Silicon–O–M–O–silicon superlattice,
R.
Tsu, D. Quinlan and K. Daneshvar,
Microelec J.37, Issue 12,
1519, (2006)
184 Interaction of CdSe/ZnS quantum dots: Among themselves and with matrices, K. Liu, T.A. Schmedake, K. Daneshvar and R. Tsu, Microelectronics J. 38,
Issues 6-7, 700 (2007)
185
Revisiting tunneling via Si-quantum dots, R. Tsu,
Microelectronics Journal, In
Press, Corrected Proof, Available
online 27 August 2007
186 Shaping electron field emission by ultrathin multilayered structure cathodes, V. Semet, Vu Thien Binh and R. Tsu, Microelectronics J,
In
Press, Corrected Proof, Available
online 12 September 2007
187 Capacitance: A property of nanoscale materials based on spatial symmetry of discrete electrons, Tim LaFave Jr. and Raphael Tsu, Microelectronics Journal,
In
Press,
Corrected Proof, Available
online